Compliance

Compliance handled. Not just promised.

BSA/AML program management, CIP obligations, money transmitter licenses, and bank partner due diligence — Finsyncio maintains the regulatory layer so your engineering team doesn't have to become compliance officers. You inherit our framework; you own your product.

Framework

Four pillars of the Finsyncio compliance layer

KYC & AML

Automated Know Your Customer and Anti-Money Laundering checks run at onboarding and on an ongoing basis. Finsyncio manages CIP programs, SAR filing obligations, and FinCEN registration for covered activities.

  • Identity verification via document + biometric match
  • OFAC and sanctions screening in real time
  • Ongoing transaction monitoring with configurable thresholds
  • SAR and CTR filing managed at the platform level

State Licensing

Money transmitter, lending, and consumer finance licenses are maintained across all 50 states and DC. Your platform operates under Finsyncio's license umbrella — no separate state applications required.

  • Money transmission coverage in all active states
  • State lending and servicing licenses for lending products
  • Renewals and examinations managed by Finsyncio's compliance team
  • Per-state product eligibility matrix available on request

Bank Partnerships

Finsyncio holds pre-established partnerships with multiple FDIC-insured banks. FDIC pass-through insurance for customer-held funds, up to per-depositor limits where applicable.

  • Multiple banking partners for redundancy
  • FDIC pass-through insurance on held customer funds
  • Segregated sub-accounts per end-user where required
  • Banking relationship documentation available under NDA

Data Security

Infrastructure is designed with controls aligned to SOC 2 Type II principles. End-to-end encryption for data in transit and at rest. Access logging and anomaly detection.

  • TLS 1.3 for all API communications
  • AES-256 encryption for stored sensitive data
  • Role-based access controls with audit logging
  • Annual third-party penetration testing
Scope Division

What Finsyncio handles — and what stays with you

Finsyncio is not a complete legal compliance outsourcer. We own the financial infrastructure obligations: BSA/AML program, CIP, state money transmitter and lending licenses, and bank partner oversight. Your platform retains responsibility for product-layer obligations — what your end users agree to, what disclosures you show, and your own privacy practices.

Your SaaS terms of service and end-user agreements
Accurate transmission of user identity data at onboarding
Implementing Finsyncio's required UI disclosures for regulated products
Maintaining GDPR/CCPA-compliant privacy practices for your users
FAQ

Compliance questions

Questions about your specific compliance requirements?

Talk to our compliance team. We'll walk through your product and use case.